Robinhood, FINRA

Robinhood pays $30M in fines, restitution for faulty AML program, customer disclosures
Robinhood will pay nearly $30 million in penalties for violating Financial Industry Regulatory Authority rules with shortcomings in its anti-money launderingprogram, as well as supervisory and disclosure violations.
Robinhood Stock Slips on $29.75M in FINRA Fine, Restitution Payments
Robinhood shares slumped Monday morning as markets got their first chance to react to Friday's announcement that the online trading platform has been fined by the Financial Industry Regulatory Authority.
Robinhood Agrees to Pay $26M for FINRA Allegations Settlement
Robinhood Financial and Robinhood Securities — have to pay $26 million to settle Financial Industry Regulatory Authority (“FINRA”) allegations for failing to respond to red flags about potential misconduct and not verifying the identities of thousands of customers.
Robinhood agrees to $30 million settlement in U.S. regulatory investigations
Robinhood is paying $29.75 million to settle FINRA’s investigations. The investigations were based on the company’s compliance with and supervision of the regulations. FINRA’s recent report says the settlement amount includes a $26 million civil fine and 3.
Robinhood fined $30M in Finra settlement over AML, trading violations; stock drops
Robinhood Markets (HOOD) stock dropped 13% in Monday morning trading as the retail trading app agreed to pay a $29.8M fine ordered by the Financial Industry Regulatory Authority to resolve several alleged violations.
Robinhood Markets, Inc. (HOOD): Among Top Stock Picks From Mark Cuban’s Portfolio
Top 10 Stock Picks. In this article, we are going to take a look at where Robinhood Markets, Inc. (NASDAQ:HOOD) stands ...
Coinbase, Microstrategy, Robinhood stocks tumble amid market bloodbath
Stocks linked to cryptocurrency continued to tumble due to uncertainty around President Trump’s Bitcoin reserve plan.
Robinhood Stock Rises as Deutsche Bank Says 'Good Buying Opportunity'
Key Takeaways Deutsche Bank said Robinhood Markets is a good buying opportunity after the recent drop in the stock's price.
Robinhood Stock Tumbles 20%
It’s been a bad day for financial-sector stocks. Robinhood Markets was among those leading the downslide. The brokerage’s ...
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Robinhood has racked up penalties of more than $1M a day so far in 2025
In March, however, Finra has announced that the firm has agreed to pay $30 million, including a $26 million fine and $3.75 ...
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Robinhood Penalized by FINRA. February Results Show More Accounts, Assets Under Administration at $43 Billion
Assets Under Custody (AUC) at the end of February were $187 billion a decrease of 8% from January 2025 but up 58% ...
Robinhood price target lowered to $61 from $75 at Deutsche Bank
Deutsche Bank analyst Brian Bedell lowered the firm’s price target on Robinhood (HOOD) to $61 from $75 and keeps a Buy rating on the shares.
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Webull vs. Robinhood: Breaking Down the Pros and Cons
Robinhood and Webull are both popular, but they're not as similar as they may seem on the surface. From fees and retirement ...
Robinhood Launches Trivia With 'Quiz Daddy' Scott Rogowsky: Will Bitcoin Giveaway Help Boost Gold Subscribers?
Stock and crypto brokerage Robinhood Markets Inc (NASDAQ:HOOD) launched a new trivia game that gave away $1 million in ...
Blockonomi2d
Robinhood Settles FINRA Probes for $29.75 Million Over Compliance Issues
Robinhood agrees to pay $29.75 million to settle FINRA probes over compliance failures while reporting record profits from ...
Robinhood (HOOD) Sees Crypto Trading Volumes Plunge 29% amid Market Rout
Robinhood Markets (HOOD) has reported a 29% plunge in crypto trading volumes on its platform during February as retail investors lose interest ...