Notorious Credit Suisse Bonds Sped Up Ken Leech’s Alleged Fraud
A shock move by a top Swiss regulator last year sparked outrage across the bond market. For at least one veteran, it turned ...
Insurancenewsnet.com3d
SEC charges former asset management with “cherry picking” fraud
The Securities and Exchange Commission (SEC) filed fraud charges against a former executive at an asset management firm.© ...
Financial Crime Weekly: WAMCO's Ken Leech Charged With Fraud, SEC Announces Annual Enforcement Results
The Securities and Exchange Commission (SEC) on Monday announced fraud charges against Stephen Kenneth ("Ken") Leech, the ...
MULTIPLE GOVERNMENT AGENCIES HAVE CHARGED KEN LEECH FOR CHERRY PICKING - Contact Kaplan Fox & Kilsheimer LLP
NEW YORK - ( NewMediaWire) - November 29, 2024 - Kaplan Fox & Kilsheimer LLP is investigating securities violations against Franklin Resources, Inc. (“Franklin” or the “Company”) (NYSE: BEN), also ...
Le Lézard7d
INVESTOR ALERT: Law Offices of Howard G. Smith Continues Investigation of Franklin Resources, Inc. (BEN) on Behalf of Investors
Law Offices of Howard G. Smith continues its investigation on behalf of Franklin Resources, Inc. ("Franklin" or the "Company") investors concerning the Company's possible violations of federal ...
TMCnet7d
Glancy Prongay & Murray LLP, a Leading Securities Fraud Law Firm, Continues Investigation of Franklin Resources, Inc. (BEN) on Behalf of Investors
Glancy Prongay & Murray LLP ("GPM"), a leading national shareholder rights law firm, continues its investigation on behalf of Franklin Resources, Inc. ("Franklin" or the "Company") (NYSE: BEN) ...
KEN LEECH CHARGED BY MULTIPLE GOVERNMENT AGENCIES FOR CHERRY PICKING - Contact Kaplan Fox & Kilsheimer LLP
NEW YORK - ( NewMediaWire) - November 27, 2024 - Kaplan Fox & Kilsheimer LLP is investigating securities violations against Franklin Resources, Inc. (“Franklin” or the “Company”) (NYSE: BEN), also ...
Insurancenewsnet.com7d
Former Co-CIO of Western Asset Management Charged with Fraud
The Securities and Exchange Commission announced fraud charges against Stephen Kenneth Leech, the former co-chief investment officer of registered investment adviser Western Asset Management Company ...
Business Wire7d
The Law Offices of Frank R. Cruz Continues Investigation of Franklin Resources, Inc. (BEN) on Behalf of Investors
The Law Offices of Frank R. Cruz continues its investigation of Franklin Resources, Inc. (“Franklin” or the “Company”) (NYSE: ...
Former Western Asset Bond Manager Ken Leech Hit with Criminal Charges
Western Asset Management Company’s former Chief Investment Officer Ken Leech was charged by the US Department of Justice with ...
Former Wamco Exec Charged With $600M 'Cherry-Picking' Fraud
Ken Leech faces charges of investment adviser fraud, securities fraud, commodity trading adviser fraud and commodities fraud, ...
Financial Advisor8d
Renowned WAMCO Bond Fund Manager Ken Leech Charged With $600M Fraud
Federal prosecutors have brought fraud charges against world-renowned bond fund manager Ken Leech, saying he committed fraud by directing more than $600 million in profitable, cherry-picked trades to ...