New York City U.S. Securities and Exchange Commission

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Public service & government in New York, United States
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The Securities and Exchange Commission, also known as SEC, was established in 1934 and is responsible for promoting stability in the market and enforcing securities laws.

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Frequently asked questions

Q:
Is the fund portable? If I move my assets to another firm, will I be able to continue holding the fund or will I need to liquidate it?
A:
Questions About The People Who Sell Investments or Provide Investment Advice:
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